Services & Investment Products We Offer Access To:

For Company Retirement Plans

  • Retirement Plans and Group Benefit Programs Evaluation and Customization;
  • Investment Policy Statement Preparation, Service Provider Liaison, Ongoing Investment Monitoring, Performance Reporting, Ongoing Investment Recommendation, Education Services To Plan Committee, Participant Enrollment, Participant Education, Assistance With Changes in Investment Options, 404(c) Assistance, Qualified Default Investment Alternative Assistance, Plan Search Support/Vendor Analysis, Benchmarking Services, Assistance Identifying Plan Fees. 
  • Qualified Plan Expense Analysis, Regulatory Issues, Fiduciary Issues and Benchmarking;
  • Qualified (Pension) Plan Design (401(k), Profit Sharing, Defined Benefit) ;
  • Fiduciary Benchmarks – Fee Comparison and Analysis;
  • Defined Benefit and Non-Qualified Plan Design;

For Personal Financial Planning

  • Financial Planning;
  • Plan Coordination With Clients’ Other Trusted Advisors
  • Advisory Investment Management;
  • Goal Status ‘Current Score’ & specific Written Plan assisting to reaching Client Goals:
  • Wealth Vision - Latest technology to help keep clients organized, that is accessible 24 hours day, seven days week;
  • Online Account Access and Statement Archive, Paperless Options, via: www.MyAccountViewonline.com
  • Annual ‘Financial Plan’ Review Process (or as needed);
  • Retirement (Financial Independence) Planning;
  • College Funding Planning (529 Plans, Education IRAs, UTMA);
  • Investment Portfolio Analysis and Design;
  • Asset Allocation Analysis and Recommendation;
  • Risk Analysis (Life, Disability, Long Term Care);
  • Wealth Preservation Strategies;
  • Estate Planning;
  • Gifting and Charitable Planning;
  • Wealth Vision: On Line 24/7, Account Aggregation, Encrypted Vault For Documents;
  • Mutual Funds, Stocks, Bonds, ETF (Exchange Traded Funds);
  • Real Estate Investment Trusts (REIT) – Alternative Investment: Real Estate;
  • Business Development Company (BDO) – Alternative Investment: Private Debt Market;
  • CD’s & Money Market;
  • Cash Management - Insured Cash Account;
  • Brokerage Checking Account Services;
  • Consolidated Statements;
  • ‘Electronic’ Credit/Debit;
  • Wire On Demand;
  • LPL Financial Credit Card (MasterCard, American Express, Business);
  • Brokerage Services;
  • Commodities available through LPL Financial;
  • Life Insurance (Term, Whole Life, UL, VUL);
  • Disability Insurance;
  • Long Term Care Insurance (analysis, comparison of types, recommendation);
  • Annuities (Immediate, Fixed, Variable);
  • Research Publications – Current Conditions Index (Weekly), Annual Outlook (Bi-Annual), Weekly Market Commentary, Weekly Economic Commentary.
  • Quarterly Newsletter – The Financial Standard;
  • Email Updates – As Current Market Situation Require;
  • Referral (upon request), Attorney, Estate Attorneys, CPA’s, Pension Administrators;